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PDF | September 18, 2018
Better Markets Comment Letter to SEC on Amendments to the Whistleblower Program
PDF | August 14, 2018
Better Markets Comment Letter to CFTC on De Minimis Exception to the Swap Dealer Definition
PDF | August 7, 2018
Better Markets Comment Letter to SEC on Regulation Best Interest
PDF | August 7, 2018
Better Markets Comment Letter to SEC on Form CRS
PDF | July 10, 2018
Better Markets Letter with Public Citizen, CAP, and AFR Requesting Extension of Public Comment Period on 2018 Volcker Rule
PDF | June 29, 2018
Better Markets Comment Letter to FINRA on High-Risk Brokers
PDF | June 25, 2018
Better Markets Comment Letter to OCC & FRS on eSLR
PDF | June 25, 2018
Better Markets Comment Letter to FRS on Capital Buffer & Stress Testing
PDF | June 4, 2018
Better Markets Comment Letter on CFPB's Consumer Complaint Database
PDF | May 24, 2018
Better Markets Comment Letter on Transaction Fee Pilot for NMS Stocks
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by Topic
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2008 financial crash
AIG
Anti-fraud/Manipulation
Application for Exemption
Assessment of Fees
Asset Managment
bailouts
Bank of American
Capital Requirements
CCO
Chief Compliance Officer
Clearing
Conflicts of Interest
Corporate Governance Principles
Cost Benefit Analysis
Credit Ratings
Credit Risk
Credit Risk Retention
Cross-Border
Data reporting
Derivatives/Swaps
Dodd-Frank
DOL
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