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PDF | February 14, 2019
Better Markets Comment Letter to SEC on Variable Contracts
PDF | February 6, 2019
Better Markets Comment Letter to SEC on Roundtable on Market Data and Access
PDF | January 22, 2019
Better Markets Comment Letter to FRS, OCC, FDIC on Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements
PDF | January 22, 2019
Better Markets Comment Letter to the Federal Reserve on Enhanced Prudential Standards
PDF | December 17, 2018
Better Markets Comment Letter to New Jersey Bureau of Securities on Fiduciary Standard
PDF | November 19, 2018
Better Markets Comment Letter to SEC on Capital, Margin, Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swaps Participants and Capital Requirements for Broker-Dealers
PDF | October 18, 2018
Better Markets Comment Letter on the New Volcker Rule Proposal
PDF | September 18, 2018
Better Markets Comment Letter to SEC on Amendments to the Whistleblower Program
PDF | August 14, 2018
Better Markets Comment Letter to CFTC on De Minimis Exception to the Swap Dealer Definition
PDF | August 7, 2018
Better Markets Comment Letter to SEC on Regulation Best Interest
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AIG
Anti-fraud/Manipulation
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CCO
CFTC
Chief Compliance Officer
Clearing
commodities
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Cost Benefit Analysis
Credit Ratings
Credit Risk
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