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Rulemaking

Proposed Rules | December 9, 2010
Notice of Proposed Rulemaking on Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Proposed Rules | December 8, 2010
Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements
Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements
Proposed Rules | December 7, 2010
Notice of Proposed Rulemaking on Real-Time Public Reporting of Swap Transaction Data
Rulemaking on Real-Time Public Reporting of Swap Transaction Data
Proposed Rules | December 2, 2010
Notice of Proposed Rulemaking on Regulation SBSR- Reporting and Dissemination of Security-Based Swap Information
Notice of Proposed Rulemaking on Regulation SBSR- Reporting and Dissemination of Security-Based Swap Information
Better Markets Comment Letters | December 2, 2010
Better Markets comment letter on Position Reports
Better Markets Comment Letters | November 30, 2010
Better Markets comment letter on Foreign Exchange Swap Exemption
Better Markets Comment Letters | November 27, 2010
Better Markets comment letter on Governance Requirements for Security-Based Swap Clearing Agencies and Execution Facilities
Better Markets Comment Letters | November 26, 2010
Better Markets comment letter on Agricultural Commodity Definition
Proposed Rules | November 23, 2010
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
Proposed Rules | November 23, 2010
Notice of Proposed Rulemaking on Registration of Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Registration of Swap Dealers and Major Swap Participants
Proposed Rules | November 23, 2010
Notice of Proposed Rulemaking on Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Proposed Rules | November 20, 2010
Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
Proposed Rules | November 19, 2010
Notice of Proposed Rulemaking on Registration of Foreign Boards of Trade
Notice of Proposed Rulemaking on Registraton of Foreign Boards of Trade
Proposed Rules | November 17, 2010
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
Better Markets Comment Letters | November 17, 2010
Better Markets comment letter for Conflicts of Interest Issues for Derivatives Clearing Organization, Designated Contract Markets, and Swap Execution Facilities
Proposed Rules | November 8, 2010
Notice of Proposed Rulemaking on Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Notice of Proposed Rulemaking on Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Better Markets Comment Letters | November 5, 2010
Better Markets comment letter on the Volcker Rule Study
Proposed Rules | November 3, 2010
Notice of Proposed Rulemaking on Prohibition of Market Manipulation
Notice of Proposed Rulemaking on Prohibition of Market Manipulation
Proposed Rules | November 2, 2010
Advance Notice of Proposed Rulemaking on Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
Advance Notice of Proposed Rulemaking on Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
Proposed Rules | November 2, 2010
Notice of Proposed Rulemaking on Position Reports for Commodity Swaps
Notice of Proposed Rulemaking on Position Reports for Commodity Swaps

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