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Rulemaking

Better Markets Comment Letters | July 11, 2011
Better Markets comment letter on margin and capital requirements for covered Swap Entities
Better Markets Comment Letters | July 11, 2011
Better Markets comment letter on Margin Requirements
Better Markets Comment Letters | July 11, 2011
Better Markets comment letter for Capital Requirements for Swap Dealers and Major Swap Participants
Proposed Rules | July 11, 2011
Notice of Proposed Rulemaking for Retrospective Review of Existing SEC Regulations
Proposed rule
Better Markets Comment Letters | July 7, 2011
Better Markets comment letter on Temporary Exemptions for Rulemaking
Better Markets Comment Letters | July 6, 2011
Better Markets comment letter on the Removal of References to Credit Rating Agencies
Better Markets Comment Letters | July 1, 2011
Better Markets comment letter on the Effective Date for Swap Regulation
Proposed Rules | June 22, 2011
Exemptive Order on Temporary Exemptions and Other Temporary Relief, Together with Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps
Exemptive Order on Temporary Exemptions and Other Temporary Relief, Together with Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps
Proposed Rules | June 17, 2011
Notice of Proposed Order on Effective Date for Swap Regulation
Notice of Proposed Order on Effective Date for Swap Regulation
Proposed Rules | June 8, 2011
Proposed Rulemaking on Nationally Recognized Statistical Rating Organizations
Proposed Rulemaking on Nationally Recognized Statistical Rating Organizations
Better Markets Comment Letters | June 7, 2011
Better Markets comment letter on Foreign Exchange Swap Exemption (aftermath)
Better Markets Comment Letters | June 3, 2011
Better Markets comment letter on Reopening the Comment Period for Rulemaking
Proposed Rules | June 1, 2011
Notice of Proposed Rulemaking on Disqualifications of Felons and Other "Bad Actors" From Rule 506 Offerings
Notice of Proposed Rulemaking on Disqualification of Felons and Other "Bad Actors" From Rule 506 Offerings
Better Markets Comment Letters | June 1, 2011
Better Markets comment letter on Incentive-Based Compensation
Better Markets Comment Letters | May 27, 2011
Better Markets comment letter to FSOC on Designating Financial Market Utilities as Systematically Important (additional comments)
Better Markets Comment Letters | May 25, 2011
Better Markets comment letter on Freedom Of Information Act Rules for the Financial Stability Oversight Council
Proposed Rules | May 23, 2011
Notice of Proposed Rulemaking on Further Definition of "Swap,""Security-Based Swap," and "Security-Based Swap Agreement"; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
Notice of Proposed Rulemaking on Further Definition of "Swap,""Security-Based Swap,""Major Swap Participant"
Better Markets Comment Letters | May 19, 2011
Better Markets comment letter on Financial Market Utilities
Rulemaking | May 18, 2011
Final Rule on Commodity Pool Operators
Better Markets Comment Letters | May 17, 2011
Better Markets comment letter on Proposed Interpretive Order for Antidisruptive Practices

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