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International Finance

Better Markets Files Comment Letters Urging the SEC not to Outsource the Enforcement of U.S. Laws

On May 3, 2021, Better Markets filed comment letters regarding the SEC’s proposal to grant substituted compliance for certain aspects of security-based swap regulatory requirements for entities in the UK and France.  If the SEC grants substituted compliance, it will mean that security-based swap entities in the UK and France will be deemed in compliance with certain U.S.