Blog
December 23, 2010
Notice of Proposed Rulemaking on Swap Data Repositories
December 23, 2010
Notice of Proposed Rulemaking on End-User Exception to Mandatory Clearing of Swaps
December 22, 2010
Notice of Proposed Rulemaking on Core Principles and Other Requirements for Designated Contract Markets
December 22, 2010
Notice of Proposed Rulemaking Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
December 21, 2010
Notice of Proposed Rulemaking on Further Definition of "Swap Dealer," "Security-Based Swap Dealer,""Major Swap Participant,""Major Security-Based Swap Participant" and "Eligible... Read More
December 21, 2010
Notice of Proposed Rulemaking on End-User Exception to Mandatory Clearing of Security-Based Swaps
December 21, 2010
Advance Notice of Proposed Rulemaking on Authority to Designate Financial Market Utilities as Systemically Important
December 15, 2010
Notice of Proposed Rulemaking on Information Management Requirements for Derivatives Clearing Organizations
December 13, 2010
Notice of Proposed Rulemaking on General Regulations and Derivatives Clearing Organizations
December 10, 2010
Notice of Proposed Rulemaking on Security-Based Swap Data Repository Registration, Duties, and Core Principleshttp://www.sec.gov/rules/proposed/2010/34-63347fr.pdf
December 10, 2010
Notice of Proposed Rulemaking on Rules Implementing Amendments to the Investment Advisers Act of 1940
December 9, 2010
Notice of Proposed Rulemaking on Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
December 8, 2010
Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements
December 7, 2010
Rulemaking on Real-Time Public Reporting of Swap Transaction Data
December 2, 2010
Notice of Proposed Rulemaking on Regulation SBSR- Reporting and Dissemination of Security-Based Swap Information
November 23, 2010
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
November 23, 2010
Notice of Proposed Rulemaking on Registration of Swap Dealers and Major Swap Participants
November 23, 2010
Notice of Proposed Rulemaking on Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
November 20, 2010
Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
November 19, 2010
Notice of Proposed Rulemaking on Registraton of Foreign Boards of Trade