Blog
May 6, 2011
Notice of Proposed Rulemaking on Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
May 5, 2011
Notice of Proposed Determination of Foreign Exchange Swaps and Foreign Exchange Forwards Under the Commodity Exchange Act
April 29, 2011
Notice of Proposed Rulemaking on Credit Risk Retention
April 28, 2011
Notice of Proposed Rulemaking on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
April 14, 2011
Notice of Proposed Rulemaking on Incentive-Based Compensation Arrangements
April 6, 2011
Notice of Proposed Rulemaking on Listing Standards for Compensation Committees
April 4, 2011
Notice of Proposed Rulemaking on Financial Market Utilities
March 28, 2011
Notice of Proposed Rulemaking on Implementation of the Freedom of Information Act
March 18, 2011
Proposed Interpretive Order on Antidisruptive Practices Authority
March 16, 2011
Notice of Proposed Rulemaking on Clearing Agency Standards for Operation and Governance
March 9, 2011
Notice of Proposed Rulemaking on References to Credit Ratings in Certain Investment Company Act Rules and Forms
February 28, 2011
Notice of Proposed Rulemaking on Registration and Regulation of Security-Based Swap Execution Facilities
February 8, 2011
Notice of Proposed Rulemaking on Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
February 8, 2011
Notice of Proposed Rulemaking on Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation for Swap Dealers and Major Swap Participants
January 26, 2011
Notice of Proposed Rulemaking on Position Limits for Derivatives
January 20, 2011
Notice of Proposed Rulemaking on Risk Management for Derivatives Clearing Organizations
January 7, 2011
Notice of Proposed Rulemaking on Core Principles and Other Requirements for Swap Execution Facilities
January 6, 2011
Notice of Proposed Rulemaking Governance Requirements for Derivatives Clearing Organizations, Designated Contract markets, and Swaps Execution Facilities
January 6, 2011
Notice of Proposed Rulemaking on Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
December 30, 2010
Notice of Proposed Rulemaking on Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies;