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Notice of Proposed Rulemaking on Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies;
Notice of Proposed Rulemaking on Swap Data Repositories
Notice of Proposed Rulemaking on End-User Exception to Mandatory Clearing of Swaps
Notice of Proposed Rulemaking on Core Principles and Other Requirements for Designated Contract Markets
Notice of Proposed Rulemaking Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
Notice of Proposed Rulemaking on Further Definition of "Swap Dealer," "Security-Based Swap Dealer,""Major Swap Participant,""Major Security-Based Swap Participant" and "Eligible... Read More
Notice of Proposed Rulemaking on End-User Exception to Mandatory Clearing of Security-Based Swaps
Advance Notice of Proposed Rulemaking on Authority to Designate Financial Market Utilities as Systemically Important
Notice of Proposed Rulemaking on Information Management Requirements for Derivatives Clearing Organizations
Notice of Proposed Rulemaking on General Regulations and Derivatives Clearing Organizations
Notice of Proposed Rulemaking on Security-Based Swap Data Repository Registration, Duties, and Core Principleshttp://www.sec.gov/rules/proposed/2010/34-63347fr.pdf
Notice of Proposed Rulemaking on Rules Implementing Amendments to the Investment Advisers Act of 1940
Notice of Proposed Rulemaking on Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements
Rulemaking on Real-Time Public Reporting of Swap Transaction Data
Notice of Proposed Rulemaking on Regulation SBSR- Reporting and Dissemination of Security-Based Swap Information
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Registration of Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant

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