Blog
July 22, 2011
Final rule
July 22, 2011
Final rule
July 22, 2011
Final rule
July 19, 2011
Final rule
July 19, 2011
Final rule
July 18, 2011
Notice of Proposed Rulemaking on Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
July 15, 2011
Notice of Proposed Rulemaking on Retail Foreign Exchange Transactions
July 14, 2011
Final rule
July 14, 2011
Final rule
July 13, 2011
Final rule
July 11, 2011
Proposed rule
June 22, 2011
Exemptive Order on Temporary Exemptions and Other Temporary Relief, Together with Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps
June 17, 2011
Notice of Proposed Order on Effective Date for Swap Regulation
June 8, 2011
Proposed Rulemaking on Nationally Recognized Statistical Rating Organizations
June 1, 2011
Notice of Proposed Rulemaking on Disqualification of Felons and Other "Bad Actors" From Rule 506 Offerings
May 23, 2011
Notice of Proposed Rulemaking on Further Definition of "Swap,""Security-Based Swap,""Major Swap Participant"
May 13, 2011
Notice of Proposed Rulemaking on Investment Adviser Performance Compensation
May 12, 2011
Notice of Proposed Rulemaking on Capital Requirements of Swap Dealers and Major Swap Participants
May 11, 2011
Margin and Capital Requirements for Covered Swap Entities
May 10, 2011
Solicitation of Comment to Assist in Study on Assigned Credit Ratings