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Notice of Proposed Rulemaking on Registration and Regulation of Security-Based Swap Execution Facilities
Notice of Proposed Rulemaking on Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation for Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Position Limits for Derivatives
Notice of Proposed Rulemaking on Risk Management for Derivatives Clearing Organizations
Notice of Proposed Rulemaking on Core Principles and Other Requirements for Swap Execution Facilities
Notice of Proposed Rulemaking Governance Requirements for Derivatives Clearing Organizations, Designated Contract markets, and Swaps Execution Facilities
Notice of Proposed Rulemaking on Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
Notice of Proposed Rulemaking on Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies;
Notice of Proposed Rulemaking on Swap Data Repositories
Notice of Proposed Rulemaking on End-User Exception to Mandatory Clearing of Swaps
Notice of Proposed Rulemaking on Core Principles and Other Requirements for Designated Contract Markets
Notice of Proposed Rulemaking Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
Notice of Proposed Rulemaking on Further Definition of "Swap Dealer," "Security-Based Swap Dealer,""Major Swap Participant,""Major Security-Based Swap Participant" and "Eligible... Read More
Notice of Proposed Rulemaking on End-User Exception to Mandatory Clearing of Security-Based Swaps
Advance Notice of Proposed Rulemaking on Authority to Designate Financial Market Utilities as Systemically Important
Notice of Proposed Rulemaking on Information Management Requirements for Derivatives Clearing Organizations
Notice of Proposed Rulemaking on General Regulations and Derivatives Clearing Organizations
Notice of Proposed Rulemaking on Security-Based Swap Data Repository Registration, Duties, and Core Principleshttp://www.sec.gov/rules/proposed/2010/34-63347fr.pdf
Notice of Proposed Rulemaking on Rules Implementing Amendments to the Investment Advisers Act of 1940

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