Home \ Blog \ Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant

Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant

Share This Article: