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Rulemaking on Real-Time Public Reporting of Swap Transaction Data
Notice of Proposed Rulemaking on Regulation SBSR- Reporting and Dissemination of Security-Based Swap Information
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Registration of Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Notice of Proposed Rulemaking on Designation of a Chief Compliance Officer; Required compliance Policies, and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
Notice of Proposed Rulemaking on Registraton of Foreign Boards of Trade
Notice of Proposed Rulemaking on Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
Notice of Proposed Rulemaking on Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Notice of Proposed Rulemaking on Prohibition of Market Manipulation
Advance Notice of Proposed Rulemaking on Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
Notice of Proposed Rulemaking on Position Reports for Commodity Swaps
Notice of Proposed Rulemaking on Process for Review of Swaps for Mandatory Clearing
Determination of Foreign Exchange Swaps and Forwards
Notice of Proposed Rulemaking Agricultural Commodity Definition
Notice of Proposed Rulemaking on Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to... Read More
Notice of Proposed Rulemaking on Financial Resources Requirements for Derivatives Clearing Organizations
Public Input for the Study Regarding the Implementation of the Prohibitions on Proprietary Trading and Certain Relationships With Hedge Funds and Private Equity Funds
Notice of Proposed Rulemaking on Authority to Designate Financial Market Utilities as Systemically Important
Remember when Long Term Capital Management nearly blew up the world in 1998? When Wall Street did the exact same thing 10 years later, policy makers, regulators and bankers all claimed it came out of nowhere. Why didn’... Read More

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